FDC prediction and inference: insights from the fusion of machine
learning methods and basin characteristic factors
Abstract
This paper aims to solve the problem of accurately estimating flow
duration curves (FDC) in catchments lacking diachronic flow data. Based
on 645 sets of observed data in the middle and lower reaches of the
Yangtze River (YZR), which include 22 basin characteristic variables,
eight machine learning (ML) models (SVM, RF, BPNN, ELM, XGB, RBF,
PSO-BP, GWO-BP) were integrated to predict the FDC (quantiles of flow
rate corresponding to 15 exceedance probabilities were studied), after
which the model most suitable for predicting was determined. Finally,
the SHapley Additive exPlanation (SHAP) method was used to determine and
quantify the impact of various input variables on different quantiles
and the degree of that influence. Results indicate that: (1) The GWO-BP
model is the best ML model for predicting FDC among the eight, having
good prediction performances throughout the entire duration with
determination coefficients (R2) on the testing set of 0.86 to 0.94 and
Nash-Sutcliff criterion (NSE) of 0.78 to 0.94. (2) The ML model (BPNN)
optimized using swarm intelligence can effectively predict FDC. (3) The
predictive impact of variables on different quantiles varies, with and
BFI_mean contributes significantly to predicting FDC. The former has a
negative effect on the prediction result and has better contribution to
predicting higher flow rate (i.e., having higher accuracy in predicting
the upper tail of FDC), whereas the latter is the opposite. SHAP’s
explanations are consistent with the physical model, revealing local
interactions between predictive factors. The results demonstrate that
the method proposed in this paper can greatly improve the prediction
accuracy and is innovative and valuable in model interpretation and
factor selection.